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How to Do Things with Words: Second Edition (William James Lectures)

by J. L. Austin, J. O. Urmson (Editor), Marina Sbisà (Editor)

ISBN-10: 9780674411524
ISBN-10: 0-674-41152-8
ISBN-13: 9780674411524
ISBN-13: 978-0-674-41152-4
Paperback
1975-09-01
Harvard University Press


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Editorials


Product Description

John L. Austin was one of the leading philosophers of the twentieth century. The William James Lectures presented Austin's conclusions in the field to which he directed his main efforts on a wide variety of philosophical problems. These talks became the classic How to Do Things with Words.

For this second edition, the editors have returned to Austin's original lecture notes, amending the printed text where it seemed necessary. Students will find the new text clearer, and, at the same time, more faithful to the actual lectures. An appendix contains literal transcriptions of a number of marginal notes made by Austin but not included in the text. Comparison of the text with these annotations provides new dimensions to the study of Austin's work.


Reviews


Classic Stuff
This book is based on lectures given by Austin in Harvard, and right off the bat, let me tell you that it does shape the tone of the book. Indeed, the text is at times very humorous, which is not usual in such writings, and it is quite refreshing.

It's relatively short, and while some parts left me confused and dubious as to my understanding of what was being explained, most of it is very good, and it is the foundation of the über famous "illocutory acts" and "perlocutory acts" and all that jazz.

DEEDS AND NOT WORDS ALONE
The ancient Greeks constantly harped on the contrast between words and actions, provoking Housman's parody in his Fragment of a Greek Tragedy
`Oh! I am smitten with a hatchet's jaw,
And that in deed and not in word alone.'
It seems a simple and basic distinction, but when one thinks about it it's not so simple as it looks. If I say `John promises to do that' I am simply reporting John's action of promising; but if I say `I promise to do that' I am actually doing the promising by saying so. Certain forms of words are actions as well, and not just in the trivial sense that to say something is to perform the act of saying something. Moreover, forms of words that seem very similar in meaning turn out not to behave in identical ways. `Apologise' behaves much like `promise', in the sense that when I say `I apologise for my behaviour' I am performing the act of apologising. However when I say `I am sorry for my behaviour' I may or may not be apologising - I may be reporting my feeling of sorrow, as if I had said `I am sad about my behaviour.'

The general idea is very easy to grasp, but the amount of variety in the ordinary expressions we use can seem mind-boggling. What's the story on `bequeath' for instance? If I say in my will `I bequeath you 1 million $' and if I have 1 million $ to bequeath you then I am performing the act of bequeathing by saying so. However if I don't have it I am bequeathing you nothing , whatever I say. Similarly, if I say `I anoint you Archbishop of Peoria' simply saying so doesn't make you that. In the first place I need the authority to perform this act, in the second place I need something to anoint you with, and in the third place you need to be willing to be so anointed. However even if all these conditions are present I will still not have anointed you Archbishop unless I also say so. It all goes on and on. If I am your commanding officer and I say `I reprimand you' I am thereby carrying out the act of reprimanding. However if I say `I insult you' and leave it at that I have done no insulting. Again, if one says `In saying that he made a mistake' this does not mean that the person's act consisted of something called `making a mistake'. And so on.

The series of twelve lectures in this book hauls us through any amount of fine and subtle detail about these so-called `performative utterances'. Normally the best way to read a book is to start at the beginning, but that's not what I'd recommend here. Once you have the general idea (even from this short review) I'd say start at the last lecture, go on to the second-last, and only then go back to the start. If you plough through it starting at page 1 it seems a bit of a catalogue of instances, almost as if linguistic philosophy is reduced to sweeping up after some majestic cavalcade of lexicography has passed by. Austin is always Austin of course, not just lucid and brilliant but witty too - there is one of his inimitable mixed metaphors somewhere, something about letting cards out of the bag or putting cats on the table. However after a while one yearns for a top-down perspective, for generalisation. That comes in the final two chapters. The most important statement in the book is in chapter XI, where he says that `...what we have to study is not the sentence but the issuing of an utterance in a speech situation.' That may not be Austin's most felicitous expression, at least not when quoted out of context, but it enshrines his basic argument, one that holes much ordinary linguistic philosophy below the water-line, that verbal expressions on their own do not enable us to understand what is said. Indeed I wish he had gone further in pointing out that non-verbal factors, such as tone of voice or facial expression, can cast doubt on what the verbal expression is ostensibly saying. I could, for example, say `Oh I do apologise' in such a manner as to make it very clear that I mean nothing of the kind.

In the last chapter Austin produces a short set of categories of expression in an attempt to classify the mass of detail in the foregoing chapters. He does not profess to think them anything but provisional, and the terms he coins are monstrosities - behabitives, expositives, verdictives, exercitives and commissives. Be not afraid. He explains them with all his characteristic clarity, and when you have seen the outlines of the wood you can go back to the beginning and inspect the trees individually. As always, Austin is a spoiler, and rightly so. He trains his guns on the illegitimate tyranny of `true and false' that has bedevilled so much philosophical thinking, saying that these terms constitute `a dimension of assessment' and do not stand in some supposedly unique relationship to `facts'. This is only a review, and if you want to know how he means that you have to read him for himself. For me, Austin's way of putting things is enjoyable and his thinking is liberating to the mind. Much philosophy is, in another of his great expressions, barking up the wrong gum tree, and I am only too grateful that Austin lived long enough to save us from the same fate.

Ehhh...
As an avid newcomer to the rich and variegated world of contemporary philosophy, I am digesting all the "essential" works I can lay my hands on, and gathered that this one was such. However, once I was done with it I'm afraid I was just glad it was relatively short.

To begin with, I found Austin's writing style to be quite staccato; indeed, almost "hard on the eyes." It reads like "legalese" more than anything else I've come across in philosophy so far (it is not hard to adduce possible legal applications inherent in the subject of Performatives, so perhaps should be expected). He navigates through his chosen topic of speciality like a fly or mosquito constantly lighting and alighting on various surfaces in search of a tasty morsel but never quite finding anything to chew on. Instead of using his narrative to draw out actual philosophical *insights*, he spends most of the time on quasi-Aristotelian cataloguing of genus and differentia, while making very little of it in the process. I am really pretty puzzled by those other reviewers who speak of Austin's "argument" on Performatives: the structure of his "argument," as such, is broadly elliptical: he seems to come to some tentative conclusions every so often, then revises them again, and so on and so on such that at the end of the book I just wondered what, precisely, was said overall.

The main accomplishment, really, is in coming up with some putatively cardinal categories of illocutionary acts, such as "exercitive," "verdictive," "behabitive," etc. This seems fair enough, but for a far more elegant as well as penetrating analysis of the varieties of speech acts, I would point the interested reader instead to Searle's essay "A Taxonomy of Illocutionary Acts," which is available in his _Expression and Meaning._ Put to very interesting use there is Searle's concept of illocutionary "point," or "direction of force;" that is, either "word-to-world" or "world-to-word." I was thinking based on Austin's work that performatives was just a dry subject, but Searle's "Taxonomy..." is, on the contrary, very interesting reading and should, I believe, be thought to have superseded this one in quality. Austin's treatise, however, is still justly celebrated at least as the first major work, ever, on the subject.

The Importance of Being Earnest to Austin's S. A. Theory
While I commend J.L. Austin's attempt in How to Do Things With Words to liberate language from the metaphysical pretensions that the logical positivists imposed upon it by investing it with a certain phenomenological value, i.e., via the notion of "the speech act," I cannot help but wonder if Austin's reevaluation of the nature of language carries with it certain puzzling implications, particularly with regard to speaker, she who commits the speech act.

Austin's argument concerning the characteristics of a performative utterance are informed by a specific assumption concerning the origin and evolution of language: to wit, that language in its primitive stage was simply a collection of one-word utterances that are inherently ambiguous in terms of their individual senses. Thus, in order to refine the sense of these one-word utterances, a whole array of supplementary parts of speech evolved, and language became consequently more complex and sophisticated (71). In Austin's nomenclature, the force of a given one-word utterance was too diffuse vis-à-vis the context in which it is uttered and thus quite ambiguous from the addressee's position. In other words, a primitive one-word utterance does not provide the addressee any certainty about how she is to construe it. Therefore, the increasingly sophisticated iterations of language indicate an ongoing effort to refine the sense of an utterance, to give the force of the utterance a more specific and unambiguous valence.

However, Austin also maintains that an unintended consequence of this evolution of language is that it reaches a point where it becomes too sophisticated and thereby re-introduces the very uncertainty it was originally intended to mitigate. He claims that the various parts of speech, and the words that comprise them "lend themselves to equivocation and inadequate discrimination; and moreover, we use them for other purposes, e.g., insinuation," and thus concludes that "the trouble about all these devices has been principally their vagueness of meaning and uncertainty of sure reception" (76). In other words, there is a definite yet non-localizable threshold that an utterance must not cross if it is to remain teleologically oriented toward the clarity and accurate construal on the part of the addressee.

The speech act therefore always navigates between the Scylla and Charybdis of inadequately directed signifying force resulting from the primitiveness of the utterance on one hand, and the over-complexity of the utterance on the other. As a result, the clarity of a given utterance depends almost exclusively on the intention of the speaker; she must in some way remain cognizant of the above-mentioned threshold and therefore deploy the force of her utterance in a way that avoids being too diffuse or unmanageably polyvalent. This is not to claim, however, that the clarity of a given utterance is reducible to some Aristotelian mean; rather the clarity of an utterance depends on how well it reflects the earnestness or sincerity of the speaker. This notion of the speaker's earnestness is deduced from the circumstances surrounding the utterance, as well as the utterance's delivery, e.g., the enveloping context, the speaker's particular emphases, diction and enunciation, etc. The addressee thereby "triangulates" the speaker's specific intention through interpreting the above-mentioned features of the utterance. In short, it is absolutely essential to Austin's project that the speaker mean what she says.

It appears then that Austin's fundamental supposition is tautological: the addressee deduces/approximates the speaker's degree of sincerity through the amount of sincerity the speaker conveys in her utterance, which in turn reflects ipso facto the speaker's sincerity (as a subjective condition). In short, the speaker is found to be in earnest because she is in earnest. Only an utterance of the utmost sincerity-what Austin terms an "explicit performative"-carries with it the closest thing to a guarantee in terms of a clear and accurate construal. This further implies that clarity of utterance is ultimately an ethical consideration, rather than a linguistic or grammatical one, because the speaker's responsibility to her addressee obliges her to be earnest and therefore quite literal in her expression (see Habermas on this point). Unless of course the context in which the utterance is made is one in which it is assumed, either through mutual agreement or convention, that explicit or pure performatives are not necessarily expected nor pertinent, e.g., a comical monologue, a play, etc.

Thus, while Austin's argument in How to Do Things with Words is elegantly schematic, it nevertheless implies a somewhat simplistically idealized and unitary notion of the speaker's subjectivity. In other words, Austin's claims cannot adequately accommodate instances of insincerity that, while perhaps unanticipated, are not exactly inappropriate-such as ironical observations on an immediate situation-because such self-abrogation of the speaker's sincerity renders the utterance "infelicitous" almost to the point of being diabolically caustic with regard to the addressee's apprehension.


A Brisk tour through Speech Act Theory
At many points, J.L. Austin's How to do Things with Words reads more like a linguistic textbook than a philosophy text. Whether you count this as a benifit or a distraction will depend on your disposition (it certainly beats reading Kant), but whatever your views on the subject, the work is a useful introduction to Speech Act Theory. How to do Things with Words examines a part of language that philosophy has traditionaly ignored, what he dubs the performative utterance. There are certain instances in language where to say something is do perform the very act you say, promising being the perinial example. If I say, under ordinary circumstances, "I promise to do x" then I have promised to do x. Using this seemingly magical fact as his starting point, Austin goes reach profound conclusions about the nature of language and philosophy. Though the tasks Austin sets out to accomplish are largely left uncompleted (he himself admits this) the book will give you the grounding you need to pursue other works in the field, such as those of Searle or Grice. Happy reading!


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